Pacific Exchange

Results: 906



#Item
721Finance / Securities Exchange Act / Alternative Trading Systems / U.S. Securities and Exchange Commission / Pacific Exchange / PCX / Short / Securities and Exchange Commission / Broker-dealer / Financial markets / Financial economics / Financial system

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Certain Exceptions from the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.; Rel. No

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Source URL: www.sec.gov

Language: English - Date: 2005-11-22 17:31:29
722United States securities law / U.S. Bancorp / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission

Ideal Financial Solutions, Inc., and 1st Pacific Bancorp

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Source URL: www.sec.gov

Language: English - Date: 2014-05-23 06:47:41
723United States securities law / Pacific Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / Financial regulation / Government / PCX / Self-regulatory organizations / United States Securities and Exchange Commission

Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System; Rel. No[removed], File No. SR-PCX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-15 15:30:38
724Self-regulatory organizations / Securities Exchange Act / Economy of the United States / Pacific Exchange / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial regulation / Government / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2005-01-12 12:15:42
725Stock market / Finance / United States Securities and Exchange Commission / Self-regulatory organizations / Order / PCX / Floor broker / Market maker / Pacific Exchange / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]August 13, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Priorit

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Source URL: www.sec.gov

Language: English - Date: 2004-08-13 15:28:28
726Self-regulatory organizations / Securities Exchange Act / Pacific Exchange / Economy of the United States / PCX / U.S. Securities and Exchange Commission / Financial regulation / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-02-06 17:52:13
727United States securities law / PCX / Securities Exchange Act / Federal Arbitration Act / Law / Legal terms / Arbitration

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program

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Source URL: www.sec.gov

Language: English - Date: 2004-05-27 15:41:47
728Stock market / 73rd United States Congress / Self-regulatory organizations / PCX / Investment / Securities Exchange Act / Market maker / Order / Pacific Exchange / United States Securities and Exchange Commission / United States securities law / Financial economics

Pacific Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Priority and Order Allocation Procedures for PCX Plus

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Source URL: www.sec.gov

Language: English - Date: 2004-09-24 13:41:14
729Investment / 73rd United States Congress / Finance / SEC filings / Securities Exchange Act / Exchange-traded fund / U.S. Securities and Exchange Commission / Qualified institutional placement / Financial economics / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]October 26, 2004 Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Pro

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Source URL: www.sec.gov

Language: English - Date: 2004-10-27 14:43:29
730Financial system / Floor broker / Order / Best execution / Broker-dealer / Market maker / Financial markets / Financial economics / Investment

PCX: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto by the Pacific Exchange, Inc. Relating to Facilitation Crosses

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Source URL: www.sec.gov

Language: English - Date: 2004-10-04 12:00:16
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